0000930413-19-000112.txt : 20190123 0000930413-19-000112.hdr.sgml : 20190123 20190123161533 ACCESSION NUMBER: 0000930413-19-000112 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190123 DATE AS OF CHANGE: 20190123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc. CENTRAL INDEX KEY: 0001630472 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90243 FILM NUMBER: 19537574 BUSINESS ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-743-1500 MAIL ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UPS Group Trust CENTRAL INDEX KEY: 0001727878 IRS NUMBER: 352371556 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 GLENLAKE PKWY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-828-8584 MAIL ADDRESS: STREET 1: 55 GLENLAKE PKWY CITY: ATLANTA STATE: GA ZIP: 30328 SC 13G 1 c92762_sc13g.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

TPG RE Finance Trust, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

87266M107

(CUSIP Number)

Steven L. Lichtenfeld, Esq.,
Proskauer Rose LLP
Eleven Times Square

New York, NY 10036-8299
(212) 969-3000

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

December 31, 2018

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)

CUSIP No. 87266M107

1.	NAMES OF REPORTING PERSONS UPS Group Trust
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 754,076
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 754,076
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 754,076
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) EP

(1)	The percentage used herein and the rest of this Schedule 13G is calculated based upon 66,043,964 shares of Common Stock outstanding as of November 2, 2018, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 5, 2018.

CUSIP No. 87266M107

1.	NAMES OF REPORTING PERSONS UPS Plan Investments Group
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Georgia

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 754,076
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 754,076
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 754,076
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1%
12.	TYPE OF REPORTING PERSON (see instructions) HC

CUSIP No. 87266M107

1.	NAMES OF REPORTING PERSONS Ernest Caballero
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) o (b) o
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 754,076
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 754,076
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 754,076
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) o
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1%
12.	TYPE OF REPORTING PERSON (see instructions) IN

Item 1.	(a)	Name of Issuer:

		TPG RE Finance Trust, Inc.

	(b)	Address of Issuer’s Principal Executive Offices:

		888 Seventh Avenue, 35^th Floor New York, New York 10106

Item 2.	(a) through (c):

	This Schedule 13G is being jointly filed by and on behalf of each of UPS Group Trust, UPS Plan Investments Group and Ernest Caballero (each, a “Reporting Person,” and together, the “Reporting Persons”). UPS Group Trust is the record owner of the common stock set forth on the cover pages hereto. UPS Plan Investments Group is the named fiduciary of UPS Group Trust and may be deemed to beneficially own securities held by UPS Group Trust. Ernest Caballero is the Chief Investment Officer of UPS Plan Investments Group and has the sole power to vote and dispose of the common stock and may be deemed to beneficially own securities held by UPS Group Trust.

	(a)-(c)	Name, Address and Citizenship of Reporting Persons Reporting Person: UPS Group Trust Address: 55 Glenlake Parkway NE Atlanta, GA 30328 State of Organization: Massachusetts Reporting Person: UPS Plan Investments Group Address: 55 Glenlake Parkway NE Atlanta, GA 30328 State of Organization: Georgia Ernest Caballero Address: c/o UPS Plan Investments Group 55 Glenlake Parkway NE Atlanta, GA 30328 Citizenship: United States

	(d)	Title of Class of Securities

		Common Stock, $0.001 par value per share.

	(e)	CUSIP Number

		87266M107

Item 3.	If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

	(a)	o	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

	(b)	o	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

	(c)	o	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

	(d)	o	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

	(e)	o	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

	(f)	o	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

	(g)	o	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

	(h)	o	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

	(i)	o	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

	(j)	o	Group, in accordance with §240.13d-1(b)(1)(ii)(J).

		Not applicable.

Item 4.	Ownership.

	Reference is made as to each of the Reporting Persons hereunder to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G and associated footnotes, which are incorporated by reference herein.

Item 5.	Ownership of Five Percent or Less of a Class.

	If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. x

Item 6.	Ownership of More than Five Percent on Behalf of Another Person.

	Not applicable.

Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

	Not applicable.

Item 8.	Identification and Classification of Members of the Group.

	Not applicable.

Item 9.	Notice of Dissolution of Group.

	Not applicable.

Item 10.	Certification.

	Not applicable.

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 23, 2019	UPS Plan Investments Group

	/s/ Ernest Caballero

	Name: Ernest Caballero
	Title: Chief Investment Officer

	UPS Group Trust

	By: UPS Plan Investments Group
	Its: Named Fiduciary

	/s/ Ernest Caballero

	Name: Ernest Caballero
	Title: Chief Investment Officer

	/s/ Ernest Caballero

	Name: Ernest Caballero

Exhibit Index

Exhibit	Description of Exhibit
99.1	Joint Filing Agreement dated January 23, 2019

EX-99.1 2 c92762_ex99-1.htm

Exhibit 99.1

AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G

The undersigned hereby agree as follows:

(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and

(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

Date: January 23, 2019	UPS Plan Investments Group

	/s/ Ernest Caballero

	Name: Ernest Caballero
	Title: Chief Investment Officer

	UPS Group Trust

	By: UPS Plan Investments Group
	Its: Named Fiduciary

	/s/ Ernest Caballero

	Name: Ernest Caballero
	Title: Chief Investment Officer

	/s/ Ernest Caballero

	Name: Ernest Caballero